Compliance



Complying with the law and regulations and adhering to moral and ethical standards are an integral part of our corporate culture and essential to our success as a business in the long term.


At Shieder Capital, compliance is about more than just ensuring that all legal and internal regulations are followed. Ethical factors also play a key role.


We have a strong social responsibility as a company and we take this responsibility very seriously. This is why the fundamental corporate principles of Shielder Capital include honesty and integrity. This means acting in the interests of the investor with diligence, candour, fidelity and fairness, and respecting the integrity of the market.


The Shielder Capital Compliance Programme is based on the Shielder Capital Code of Values, which you can download here. This code serves not only to guide our actions, but also provides direction and pointers, reflecting the values we aim to actively live by in our corporate culture.


You can find contact details for getting in touch with the Shielder Capital Compliance Office, including for reporting possible compliance violations, here.


Contacting Compliance at the Shielder Capital and reporting violations


If you have concrete evidence of a serious breach of the law or rule-breaking at the Shielder Capital, you can contact the Shielder Capital Compliance Office as follows:

Email:compliance(at)shieldercapital.com

Post:
Shielder Capital Invest GmbH
Compliance

Rheinpromenade 9
46446 Emmerich an Rhein
Germany

Information can also be submitted anonymously to the Shielder Capital Compliance Office. In such cases, please include as much detail and evidence (e.g. documents) as possible with your message so that the matter can be investigated properly.

Thank you for your support!

Code of Values for Shielder Capital Invest GmbH and its companies

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